Ten Key Regulatory Challenges of 2022

In 2022, we anticipate that regulatory “perimeters” will continue to expand and expectations  (without the need for new regulations, per se) will increase rapidly. All financial services companies should expect high levels of supervision and enforcement activity across each of these “Key Ten”  challenge areas:

Rapid Change

I.Fairness & Inclusion II.Climate & Sustainability   III.Crypto & Digital Assets   IV.Platforms & Conduct

Maintain Focus

V.Cyber & Data VI.Fraud & Financial Crimes   VII.Valuation Vulnerabilities

Mitigate Risk

VIII.Third Party & Cloud IX.Tech & Resiliency   X.Risk “Complacency”